Regulation of markets in financial instruments – MiFID II / MiFIR / MAD II / MAR and PRIIPS

Who are the intended participants?

• Bank representatives and securities traders, in particular from internal compliance, legal services, financial markets, asset management, private banking, product development, risk management, regulatory reporting and IT departments.

Programme

• What will the new regulations on financial markets bring?
• What is the new regulations’ implementation timetable?
• Key changes resulting from the new markets in financial instruments directive and regulation (MiFID/MiFIR II).
• Key changes resulting from the new market abuse directive and regulation (MAD II/MAR).
• Changes resulting from the PRIIPS regulation on packaged banking products.
• The regulations’ key impacts on internal processes and checks, products, client documentation, information systems, data and reporting.
• Compilation of the Key Investment Document (KID) for selected products including the demonstration of .
• What is a good and efficient way for a bank, a securities trader or a commodity trader to implement the new regulations? 
• Other up-to-date information concerning the interpretation of the new regulations and emerging technical standards.
• Practical experience from implementation projects.
• Overview of main ESMA technical standards and their requirements.
• Overview of ESMA’s text, level 3, regarding selected regulations – ESMA Q&A

Benefits

During the course, you will:

• Get an overview of the new financial market regulations.
• Obtain practical knowledge from implementation projects.
• Learn about methodological presentation challenges.
• Find out about up-to-date news, published technical standards and other relevant documents including those published in the beginning of 2019.