Module 2: Legislation monitoring and early warning

Who are the intended participants?

• Compliance staff
• Internal auditors
• Top management

Programme

• What to monitor, where, and how often?
• Setting up monitoring within the company
• Monitoring in practice – examples
• Internal regulations base
  • Policies/methodology procedures
  • Statutes/internal regulations
  • Classification and methodology, or what is what and when to use it?
  • Record-keeping requirements for internal regulations