Financial sector regulation including AML

Who are the intended participants?

• Staff of compliance function
• Internal auditors
• Top management

Programme

• Overview and interpretation of relevant global and local legislation, standards, and best practices (depending on the participants, can be focused on a specific sector – banking, insurance, collective investment)
• Most frequent breaches/errors/pitfalls
• How to achieve smart compliance in individual agendas?
• Key components of an effective AML compliance programme
• Assessing effectiveness of anti-corruption programme
• Current issues, regulatory trends and future outlook
• Practical examples